Stephen Warne on professional negligence, regulation and discipline around the world

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Entries from May 2008

What happens when complainant lodges complaint with wrong regulator and it gets transferred

May 31st, 2008 · No Comments

In Byrne v Marles [2008] VSCA 78, the subject of this earlier post, another issue arose. Justice Nettle confirmed that a complaint made to anyone other than the Commissioner is invalid as a trigger for the operation of the Legal Profession Act, 2004, but that if it finds its way to the Commissioner otherwise [...]

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Tags: Discipline · Legal Services Commissioner · jurisdiction · procedure

VCAT's Vice-Prez confirms lawyers do not engage in trade or commerce

May 31st, 2008 · No Comments

In Walsh v PJCC&A Pty [2008] VCAT 962, beneficiaries of an estate were critical of the testator's lawyers before death. They became his executors after his death, and appointed the firm they worked for as their solicitors. The beneficiaries sued the firm, and its solicitor-executors for unconscionable conduct and misleading or deceptive conduct. [...]

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Tags: Fair Trading Act · VCAT · Vic Solis' Conduct Rules

More cases

May 30th, 2008 · No Comments

I only just caught up with the fact that the Court of Appeal has overturned Justice Gillard's decision in Kabourakis v Medical Board of Victoria [2005] VSC 493, the subject of an earlier post. See [2006] VSC 301.
VCAT's Vice President Harbison, sitting in the Legal Practice List for the first time I am aware [...]

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Tags: Discipline · Fair Trading Act · Legal Services Commissioner · Litigation estoppels · autrefois acquit · doctors · procedure · prosecutorial failures · prosecutors' duties · regulators' duties

Clairvoyant convicted of Melbourne solicitor's murder

May 29th, 2008 · No Comments

A 44 year old clairvoyant was today convicted of the 2006 murder of David Robinson, a Fairfield solicitor.

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Tags: Uncategorized

It's ok for solicitors to try to resolve complaints directly with the complainants

May 27th, 2008 · No Comments

I have always been a bit chary about allowing lawyers for whom I act to communicate directly with complainants, thinking it often more desirable for communications to be principally with the Legal Services Commissioner once the complaint process was initiated. Turns out it was a rare moment of over-anxiety on my part. In [...]

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Tags: Discipline · Legal Services Commissioner · procedure

Suddenly, solicitors are losing their practising certificates for not cooperating with the Bureau de Spank

May 27th, 2008 · No Comments

Update, 13 June 2008: In Legal Services Commissioner v GT [2008] VCAT 982, the solicitor failed to respond to a Bureau demand for 8 months. The complaint about which the Commissioner sought information was of not attending to client affairs, just like the complaint which, amongst others, gave rise to two misconduct findings and two [...]

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Tags: Discipline · Legal Services Commissioner · Misconduct · wilful disregard for rules

VCAT rewrites unrepresented man's misconceived application

May 27th, 2008 · No Comments

Slobodan Catovic did not want to pay his solicitor's bill. He misconceivedly invoked the Legal Profession Act, 2004 provision which allows clients to apply to set aside costs agreements, but that is not what he wanted to do. Senior Member Howell satisfied himself that Mr Catovic had intended to bring an application under [...]

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Tags: Fair Trading Act · Legal Profession Act · Professional fees and disbursements · Solicitor client bills of costs · VCAT

Ownership of documents on a solicitor's file

May 25th, 2008 · No Comments

This post is like a case book(let) rather than a text. It sets out the raw materials which bear upon the question of who as between solicitor and client owns (in the sense of is entitled to the original of) what documents typically found in a solicitor's file. It is very long, and largely unsummarised: [...]

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Tags: Liens · Professional fees and disbursements · Retainers · Vic Solis' Conduct Rules · doctors

Wentworth v De Montfort: a case on ownership of documents in solicitors' files

May 25th, 2008 · No Comments

This post is a companion to this longer companion post which discusses the other cases on the question of who, as between solicitor and client, is entitled to documents relating to their matter found on solicitors' files and in their accounts. As the decision with the most detailed consideration of the question, it gets [...]

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Tags: Liens · Professional fees and disbursements

Court of Appeal wreaks havoc with most current Legal Services Commissioner investigations

May 22nd, 2008 · 1 Comment

Update, 17 June 2008: The Age has caught up with this story. It's a funny old article. Weirdest is this comment 'A prominent senior counsel said the system was unfair, and any complaint should be forwarded immediately to the subject of the complaint.' In my experience, the Commissioner does almost invariably send [...]

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Tags: Discipline · Legal Profession Act · Legal Services Commissioner · appeals · judicial review · natural justice · regulators' duties