Stephen Warne on professional negligence, regulation and discipline around the world

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Entries Tagged as 'Discipline'

Supreme Court overturns 2008′s biggest discipline decision

August 26th, 2010 · No Comments

Justice Bell yesterday allowed an appeal by Michael Brereton from the decision I wrote about here: see Brereton v Legal Services Commissioner [2010] VSC 378.  The matter is to be re-heard by the same tribunal.  Mr Brereton is making quite a comeback: see this article in The Australian.  Some entertainment for readers of this blog [...]

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Tags: "question of law" · Discipline · Trust money · appeals

Can conduct unconnected with practice constitute misconduct at common law?

August 21st, 2010 · No Comments

Recently, it has been suggested that misconduct unconnected with legal practice (which the High Court has referred to as ‘personal misconduct’) may constitute professional misconduct at common law: New South Wales Bar Association v Cummins [2001] NSWCA 284; Legal Services Commissioner v RAP [2009] VCAT 1200, the subject of this post.  This post considers whether [...]

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Tags: Criminal liability · Discipline · Misconduct · common law

New cases

August 14th, 2010 · No Comments

Legal Services Commissioner v Dempsey [2010] QCA 197 is an unsuccessful appeal from a disciplinary prosecution in which findings of dishonesty were made. Dye v Fisher Cartwright Berriman Pty Ltd [2010] NSWSC 895 is a case in which an application for a costs assessment (NSW version of taxation) outside the allotted 12 month period succeeded. [...]

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Tags: Causation · Discipline · Misconduct · Negligence · Penalties privilege · Professional fees and disbursements · Taxations · amendment · costs · natural justice · procedure

Reprimand for non-satisfaction within reasonable time of solicitor’s undertaking

August 11th, 2010 · No Comments

In Legal Services Commissioner v DS [2010] VCAT 1124, a solicitor gave an undertaking but did not comply with it in a reasonable time.  Eventually, she did, paying the money out of here own pocket.  This was the decision in relation to penalty for the finding that she had engaged in professional misconduct:

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Tags: Discipline

Can’t keep up

August 7th, 2010 · No Comments

Many new decisions of interest are coming out and I will not have time to blog them any time soon as I have to go to University and concentrate on my latest and hopefully last field of study, Shareholders Rights and Remedies.  Here are some pointers in case you want to read this slew of [...]

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Tags: Criminal liability · Discipline · Negligence · Out of court settlements · autrefois acquit · doctors · procedure · prosecutorial failures

Prosecutors’ duties in professional discipline cases

July 20th, 2010 · No Comments

There is an interesting article by Ian Wheatley at (2008) 16 Journal of Law and Medicine 193.  Titled ‘The Criminalisation of Professional Misconduct Under the Health Professions Registration Act 2005 (Vic): How is a Fine of $50,000 Not Punitive?’. It compares the rights of alleged criminals and the maximum sentences in criminal law, with the [...]

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Tags: Discipline · Ethics · Evidence · Professional regulation · doctors · duties regarding witnesses · duty to court · litigation ethics · procedure · prosecutors' duties

Shrink chucks a Hercules re fellow shrink’s Medical Board complaint

June 25th, 2010 · No Comments

Readers, to ‘chuck a Hercules’ is to follow in the footsteps of Keith Hercules, solicitor, of Melbourne whose suit for defamation against the complainant in respect of the complainant’s publication of a disciplinary complaint to the Law Institute is the subject of Hercules v Phease [1994] 2 VR 411, which I noted here.  (Compare Lincoln [...]

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Tags: Discipline · Professional regulation · doctors

Penalties privilege and the corporate interrogee

June 21st, 2010 · No Comments

Graymarshall Pty Ltd v Department of Environment, Climate Change & Water [2010] NSWLEC 54 is a decision of NSW’s Land and Environment Court about the application of the privilege against penalties (related to, but separate from, the privilege against self-incrimination). A regulator issued a notice compelling the production of information to a company. The statute [...]

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Tags: Discipline · Evidence · Legal Practice Act · Legal Profession Act · Legal Services Commissioner · Penalties privilege

Legal professional privilege and disciplinary complaints by non-clients

June 16th, 2010 · 4 Comments

If you are a solicitor and someone other than your client or former client has lodged a disciplinary complaint against you in Victoria, you should not disclose the subject matter of any communications to which legal professional privilege attaches, or might arguably attach, unless you are instructed to do so by your client or former [...]

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Tags: Client Legal Privilege · Discipline · Ethics · Evidence · Legal Profession Act · Legal Services Commissioner · duties of confidentiality · procedure · regulators' duties

Poorer students more likely to end up committing professional misconduct

May 19th, 2010 · 3 Comments

A study in the British Medical Journal has suggested that students from poorer families and students with poor marks are more likely to engage in serious professional misconduct than other students.  It should really suggest that such students are more likely to get caught engaging in serious professional misconduct, but it’s interesting nevertheless.  The sample [...]

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Tags: Discipline · Misconduct · doctors