Stephen Warne on professional negligence, regulation and discipline around the world

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Entries Tagged as 'Discipline'

The right to silence in disciplinary and striking off hearings

August 31st, 2008 · No Comments

I have previously posted about the QC who took his computer into work at the DPP only to lose his career when the tech found child pornography on it. It was a bizarre story, and of course there was a twist which has become clear from the disciplinary decision in Council of the NSW [...]

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Tags: Criminal liability · Misconduct · Practising certificates · Striking off · procedure · prosecutors' duties

Latest word on burden of proof in professional discipline 'prosecutions'

August 30th, 2008 · No Comments

In this post, I just reproduce what Deputy President Dwyer said recently about the burden of proof, right to silence, and inferences which may be drawn from the fact of the exercise by a solicitor of the right to silence. He said it in the context of a hard-fought hearing into the conduct of Kylie's [...]

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Tags: "disgraceful and dishonourable" · Discipline · Legal Practice Act · Legal Services Commissioner · Misconduct · Unsatisfactory conduct · VCAT Act · common law · procedure · prosecutorial failures · reckless disregard for rules · trust monies · wilful disregard for rules

Kylie's one-time lawyer goes down, with a 'disgraceful and dishonourable' finding

August 28th, 2008 · No Comments

On 13 August 2008, Deputy President O'Dwyer found charges of misconduct at common law made out against Kylie Minogue's one-time solicitor, the man towards the centre of the government's Operation Wickenby investigation, Michael Brereton. See Legal Services Commissioner v Brereton [2008] VCAT 1723. Mr O'Dwyer found he had transferred more than $2.3 million of [...]

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Tags: "disgraceful and dishonourable" · Discipline · Legal Practice Act · Legal Services Commissioner · Misconduct · Trust money · common law · conflicts · duty and interest · prosecutorial failures

Solicitor litigants' entitlement to costs

July 31st, 2008 · No Comments

Solicitors who are parties to litigation and don't hire other solicitors to represent them are the only people who are generally entitled to claim legal costs from the losing party even though they don't have to pay lawyers anything. Engaging in litigation involving themselves is therefore a profitable activity if they win. The [...]

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Tags: Misconduct · Professional fees and disbursements

Zarah wins

July 29th, 2008 · No Comments

Ms Garde-Wilson's back in business. In fact she never went out of business, since following the non-renewal of her practising certificate, she held a deemed practising certificate pursuant to the Legal Profession Act, 2004, s. 2.4.5(3) pending her VCAT merits review application. The assertion that she had ceased to be a fit and [...]

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Tags: Criminal liability · Practising certificates · Professional regulation · regulators' duties

Law Institute seeks 50 year ban for 62 year old solicitor

July 11th, 2008 · No Comments

In Law Institute of Victoria v DSS [2008] VCAT 1179, the Institute sought in a misconduct prosecution an order that the solicitor not be allowed to handle trust monies for 50 years. Vice President Judge Ross described the submission as 'somewhat excessive'.
The solicitor had stolen $75,000 from his clients and out of his trust [...]

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Tags: "disgraceful and dishonourable" · Criminal liability · Discipline · Misconduct · Practising certificates · Striking off · common law · costs · mental illness · procedure · prosecutorial failures · trust monies

Kylie's one-time lawyer before VCAT's Legal Practice List

July 9th, 2008 · No Comments

Update, 18 July 2008: Make that a $200,000, not $20,000, loan from rock impressario Michael Gudinski. I like the way he gave evidence to VCAT's Legal Practice List by mobile phone from a US Billy Joel concert. Leonie Wood's report for The Age is here.
Update, 15 July 2008: Apparently the Law Institute's trust account [...]

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Tags: Criminal liability · Discipline · judicial review · trust monies

Robyn Tampoe, Schapelle Corby's solicitor

July 6th, 2008 · 5 Comments

Update, 7 July 2008: Watch the video of Tampoe slagging off his client here.
Original post: Lawyers and their regulators should care about the Corby case, because at the relevant time, a lot of people loved Schapelle and Schapelle does not now much like her lawyers. One of them has hit back, calling the Corbys [...]

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Tags: "disgraceful and dishonourable" · Client Legal Privilege · Ethics · Fiduciary duties · Misconduct · advertising · duties of confidentiality · duties regarding witnesses · duty to court · litigation ethics

Solicitor reprimanded for letting conveyancer steal monies from his office account

June 16th, 2008 · 1 Comment

Legal Services Commissioner v WP [2008] VCAT 983 was a guilty plea. A sole practitioner and ex-cop shared offices with a Turkish conveyancer named Dervish. The solicitor practised as a sole practitioner under the name "Thomasz and Dervish", even though Mr Dervish's only connection with the legal practice was that he shared premises [...]

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Tags: Discipline · Misconduct · Sharing receipts with non-lawyers · reckless disregard for rules

Lawyers' fees are hot news all of a sudden

June 14th, 2008 · 1 Comment

Update, 26 June 2008: The managing partner of the controversial NSW personal injury practice referred to below was fined $10,000 by the Administrative Decisions Tribunal's Legal Services List for advertising in contravention of conduct rules despite a prior warning from the Legal Services Commissioner.  One wonders whether any enquiry was entered into about how much [...]

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Tags: Misconduct · Professional fees and disbursements · gross overcharging