Stephen Warne on professional negligence, regulation and discipline around the world

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Entries Tagged as 'Ethics'

Can a solicitor terminate her retainer if client demands putting of hopeless arguments?

August 19th, 2010 · No Comments

An English case has considered when instructions to put hopeless cases, or advance hopeless claims, may justify a solicitor terminating the retainer: Richard Buxton (Solicitors) v Mills-Owens [2010] EWCA Civ 122.  And here’s a useful case note from Barlow Lyde & Gilbert.  Of course this is the position in England; the position in Australia is [...]

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Tags: Ethics · Retainers · litigation ethics

Duties of lawyers opposed to the unrepresented

August 12th, 2010 · No Comments

Justice of Appeal Macfarlan with whom Justice of Appeal Tobias and Acting Justice of Appeal Sackville agreed said this in Serobian v Commonwealth Bank of Australia [2010] NSWCA 181 at [42]: ‘Where, as here in the case of the respondent, a party is represented by competent and experienced lawyers and is opposed by litigants in [...]

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Tags: Ethics · duty to court · litigation ethics

Ever wondered the consequences of forging a judge’s signature?

July 28th, 2010 · No Comments

As a lawyer, I am often tempted to do the wrong thing.  It is a very desirable thing to win.  But I have never felt tempted to forge a judge’s signature.  It is thought that a lawyer in the Office of Public Prosecutions did exactly that.  He is charged with attempting to pervert the course [...]

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Tags: Criminal liability · Ethics · litigation ethics

Prosecutors’ duties in professional discipline cases

July 20th, 2010 · No Comments

There is an interesting article by Ian Wheatley at (2008) 16 Journal of Law and Medicine 193.  Titled ‘The Criminalisation of Professional Misconduct Under the Health Professions Registration Act 2005 (Vic): How is a Fine of $50,000 Not Punitive?’. It compares the rights of alleged criminals and the maximum sentences in criminal law, with the [...]

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Tags: Discipline · Ethics · Evidence · Professional regulation · doctors · duties regarding witnesses · duty to court · litigation ethics · procedure · prosecutors' duties

A new Australian legal ethics blog

July 12th, 2010 · No Comments

A warm welcome to the blogosphere for the Queensland Law Society’s Ethics Blog, which is in its first posts, but attracts an impressive callibre of comments.  The blog has a post about a recent, rare, decision about those rules about what to do in litigation if you discover your client is lying, or you find [...]

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Tags: Ethics · Evidence · duties of confidentiality · duties regarding witnesses · duty to court · litigation ethics

Civil Procedure Bill

July 11th, 2010 · No Comments

The civil procedure landscape is changing fast.  A new Evidence Act.  The establishment of the Costs Court.  The Federal Court’s rocket docket.  The Supreme Court’s Commercial Court.  The abolition of the County Court’s Practice Court in favour of a managed list approach.  Early neutral evaluation.  The increasing use of Associate Justices and Judicial Registrars. The [...]

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Tags: Ethics · Professional regulation · Vic Solis' Conduct Rules · duties regarding witnesses · duty to court · litigation ethics

Legal professional privilege and disciplinary complaints by non-clients

June 16th, 2010 · 4 Comments

If you are a solicitor and someone other than your client or former client has lodged a disciplinary complaint against you in Victoria, you should not disclose the subject matter of any communications to which legal professional privilege attaches, or might arguably attach, unless you are instructed to do so by your client or former [...]

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Tags: Client Legal Privilege · Discipline · Ethics · Evidence · Legal Profession Act · Legal Services Commissioner · duties of confidentiality · procedure · regulators' duties

NSW’s latest spin on Spincode’s duty of loyalty

June 8th, 2010 · No Comments

In Cleveland Investments Global Ltd v Evans [2010] NSWSC 567, Justice Ward reviewed the authorities spinning off Spincode Pty Ltd v Look Software Pty Ltd [2001] VSCA 248; (2001) 4 VR 501, in which Justice of Appeal Brooking set out his views in relation to the ‘duty of loyalty’ as a grounds for restraining solicitors [...]

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Tags: Ethics · conflicts · current client and past client · duties of confidentiality

Lawyer referred for appearance of complicity in husband client’s fraud on wife

May 26th, 2010 · No Comments

In Lambert & Jackson [2010] FamCA 357, a Family Court judge sitting in Sydney made the following orders: ’1. There be a further listing before me on 24 May 2010… for the purposes of giving Ms Y an opportunity to make submissions as to why I should not send my prima facie findings to the [...]

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Tags: Ethics · duties regarding witnesses · duty to court · litigation ethics

Honest and reasonable mistake as a defence to disciplinary charges

March 24th, 2010 · No Comments

Senior Member Howell decided last year in Legal Services Commissioner v RMB [2010] VCAT 51 that there is a mens rea element to professional discipline offences under the Legal Profession Act, 2004, in that there is a defence of ‘honest and reasonable mistake’.  That fascinates me, since under the previous Act, misconduct and unsatisfactory conduct [...]

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Tags: Discipline · Ethics · Misconduct · Unsatisfactory conduct · duties regarding witnesses · litigation ethics · reckless disregard for rules · wilful disregard for rules