Stephen Warne on professional negligence, regulation and discipline around the world

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Entries from August 2007

Tariff up for not responding to demand for information by Bureau de Spank

August 24th, 2007 · No Comments

In Legal Services Commissioner v MG [2007] VCAT 1491, the lawyer failed to respond to letters demanding a written response to a complaint by another lawyer. The Commissioner wrote on 18 January 2007, 16 February 2007, 23 March 2007 and 1 April 2007. In other words, a complaint, quite possibly lodged last year, [...]

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Tags: Discipline · Legal Profession Act · Misconduct · Unsatisfactory conduct · reckless disregard for rules

Federal Court Dishes Out Some Serious Proportionate Liability Interpretation

August 21st, 2007 · No Comments

Melbourne's Justice Middleton has dished out some serious interpretation of the Victorian and federal proportionate liability regimes and, what's even more useful, their interrelationship, in Dartberg Pty Ltd v Wealthcare Financial Planning Pty Ltd [2007] FCA 1216, a decision at an early stage of the proceedings. It is a classy judgment in a matter [...]

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Tags: Negligence · Proportionate Liability · defences

Justice Hollingworth unpicks the proportionate liability provisions

August 20th, 2007 · No Comments

In Woods v De Gabriele [2007] VSC 177, Justice Hollingworth has tentatively unpicked some difficult parts of the federal and Victorian proportionate liability provisions in Part IVAA of the Wrongs Act, 1958 (the relevant provisions are here), and in the Corporations Act, 2001 (Cth) and Australian Securities and Investments Act, 2001 (Cth) Division 2, Subdivision [...]

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Tags: Negligence · Proportionate Liability · defences

Solicitors' settlement advice immune from suit

August 18th, 2007 · No Comments

I know for a fact that the profession does not understand the extent of the advocates' immunity which is set out in the decision of the majority in D'Orta-Ekenaike v Victoria Legal Aid [2005] 223 CLR 1. Not uncommonly I see lawyers' negligence claims arising out of litigation being defended without claiming the immunity, [...]

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Tags: Advocates' Immunity · Barristers' immunity · Forensic immunity · Negligence · defences

Home Office v Harman: some law about its application to VCAT

August 11th, 2007 · No Comments

This is a workmanlike little post, designed simply to trap into the world of this blog for when I need them next in court the legal principles discussed in Acting President Bowman's decision in ZGW v Legal Services Board [2007] VCAT 1406, casenoted in the previous post. The parties' arguments are also reproduced below [...]

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Tags: Professional regulation · VCAT Act · duties of confidentiality

The obligation not to use documents obtained under compulsion except for the purpose compelled

August 11th, 2007 · No Comments

Update, 21 August 2007: Latest case on the implied undertaking:  Street v Hearne [2007] NSWCA 113.
When a person comes into possession of documents through legal compulsion, they are under an implied obligation not to use them for any purpose but the purpose for which the compulsion operates. Most lawyers know the rule insofar as [...]

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Tags: Professional regulation · VCAT Act · duties of confidentiality

Solicitors' liability paper; conflicts of lawyers acting for insurer and insured

August 8th, 2007 · No Comments

Here's a link to a little article on the law relating to the possible conflicts of duties faced by a lawyer retained by a liability insurer to act for its insured in the defence of proceedings against the insured. It discusses 3 English cases:

Brown v Guardian Royal Exchange Assurance;
TSB Bank v Robert Irvin; and
Zurich Professional [...]

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Tags: Ethics · Negligence · concurrent duties · conflicts · duties of confidentiality · duty and duty

Freshfields partner gets whacked $140,000 over conflict of duties to concurrent clients

August 8th, 2007 · No Comments

Freshfields used to be Marks & Spencer's go-to lawyers. Then they fell out of favour a bit. But they were still acting for Marks 'n' Sparks on one relatively small contract. A key partner then decided to accept instructions to act for a consortium trying to take over the supermarket chain. If the takeover [...]

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Tags: Discipline · Ethics · concurrent duties · conflicts · duty and duty

The 60 day time limit for instituting VCAT proceedings under the Legal Profession Act

August 3rd, 2007 · No Comments

In Ralph Cosentino v MY [2007] VCAT 1319, Member Butcher continued a tradition of statutory interpretation of a little technical provision about when service of statutory notices is effective. That tradition, of the Legal Profession Tribunal and its predecessors, has always troubled me. Though it does not seem to have been cited by counsel,  a [...]

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Tags: Legal Practice Act · Legal Profession Act · Limitations of actions · VCAT Act

Victoria Marles to speak on progress towards national profession

August 3rd, 2007 · No Comments

The Legal Services Commissioner, Victoria Marles, is to speak at the Australian Legal Practice Management Association's conference in Melbourne on 26 October 2007. I feel for her, with the 4 p.m. Friday shift. With her NSW counterpart Steve Mark, she will speak on what is left to do in creating a truly national [...]

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Tags: Legal Profession Act · Legal Services Commissioner · Professional regulation