Stephen Warne on professional negligence, regulation and discipline around the world

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Entries Tagged as 'procedure'

New cases

August 14th, 2010 · No Comments

Legal Services Commissioner v Dempsey [2010] QCA 197 is an unsuccessful appeal from a disciplinary prosecution in which findings of dishonesty were made. Dye v Fisher Cartwright Berriman Pty Ltd [2010] NSWSC 895 is a case in which an application for a costs assessment (NSW version of taxation) outside the allotted 12 month period succeeded. [...]

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Tags: Causation · Discipline · Misconduct · Negligence · Penalties privilege · Professional fees and disbursements · Taxations · amendment · costs · natural justice · procedure

Can’t keep up

August 7th, 2010 · No Comments

Many new decisions of interest are coming out and I will not have time to blog them any time soon as I have to go to University and concentrate on my latest and hopefully last field of study, Shareholders Rights and Remedies.  Here are some pointers in case you want to read this slew of [...]

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Tags: Criminal liability · Discipline · Negligence · Out of court settlements · autrefois acquit · doctors · procedure · prosecutorial failures

Prosecutors’ duties in professional discipline cases

July 20th, 2010 · No Comments

There is an interesting article by Ian Wheatley at (2008) 16 Journal of Law and Medicine 193.  Titled ‘The Criminalisation of Professional Misconduct Under the Health Professions Registration Act 2005 (Vic): How is a Fine of $50,000 Not Punitive?’. It compares the rights of alleged criminals and the maximum sentences in criminal law, with the [...]

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Tags: Discipline · Ethics · Evidence · Professional regulation · doctors · duties regarding witnesses · duty to court · litigation ethics · procedure · prosecutors' duties

Legal professional privilege and disciplinary complaints by non-clients

June 16th, 2010 · 4 Comments

If you are a solicitor and someone other than your client or former client has lodged a disciplinary complaint against you in Victoria, you should not disclose the subject matter of any communications to which legal professional privilege attaches, or might arguably attach, unless you are instructed to do so by your client or former [...]

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Tags: Client Legal Privilege · Discipline · Ethics · Evidence · Legal Profession Act · Legal Services Commissioner · duties of confidentiality · procedure · regulators' duties

The rule against duplicity in disciplinary charges

March 1st, 2010 · 1 Comment

‘Quis custodiet ipsos custodes?’, a Melbourne lawyer’s criminal law blog,  explained the criminal law rule against duplicity here.  I am not much interested in it from a professional discipline point of view, and it seems the courts tend not to get over-excited about it either (though the lawyer made some progress with it in Law [...]

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Tags: Discipline · natural justice · procedure · prosecutors' duties

Supreme Courts’ inherent jurisdiction to discipline lawyers to be invoked sparingly

February 1st, 2010 · No Comments

In AM v Legal Practitioners Disciplinary Tribunal [2010] NTSC 02, a Full Court of the Supreme Court of the Northern Territory heard an appeal by way of rehearing into a decision of the Disciplinary Tribunal (see my earlier post on the case).  One of the grounds of appeal was that the Tribunal had not had [...]

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Tags: Discipline · appeals · jurisdiction · procedure

Privy Council on privilege as an answer to legal regulators’ powers of compulsion

December 23rd, 2009 · No Comments

Rosemary Pattenden’s The Law of Professional-Client Confidentiality is one of those books which, until now, I would like to have but could not bring myself to shell out for.  Just now, I spent $134 on a second-hand copy, and here’s why. In a web-based update for the book is a reference to B v Auckland [...]

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Tags: Discipline · procedure · regulators' duties

Commissioner’s obligation to charge dishonesty if he intends to allege it

December 4th, 2009 · No Comments

Relatively recently, I posted on the question of whether a Bureau de Spank desiring to rely on a practitioner’s dishonesty or other form of conscious wrongdoing must expressly allege it in the charge, and discussed Walter v Council of Queensland Law Society Incorporated (1988) 77 ALR 228 at 234; [1988] HCA 8.  Now, in Legal [...]

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Tags: Discipline · Ethics · Legal Profession Act · Legal Services Commissioner · Misconduct · Practising certificates · Professional regulation · Striking off · Trust money · amendment · appeals · concurrent duties · conflicts · current client and past client · duty and duty · jurisdiction · natural justice · procedure · trust monies · wilful disregard for rules

Disciplinary charges and intentional wrongdoing

October 29th, 2009 · No Comments

Update, 4 December 2009: see now Legal Services Commissioner v Madden (No 2) [2008] QCA 301.  What the Queensland Court of Appeal said there about Walter’s Case, the subject of this post, is reproduced at the end of the post. Original post: Does a lawyer’s Bureau de Spank have to say in a charge in [...]

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Tags: Discipline · Misconduct · Unsatisfactory conduct · natural justice · procedure · prosecutorial failures · prosecutors' duties · reckless disregard for rules · trust monies · wilful disregard for rules

Doctors, psychologists, sex and former patients

September 7th, 2009 · No Comments

In Re a Psychologist [2009] TASSC 70, the Supreme Court of Tasmania quashed a decision of the Psychologists Registration Board of Tasmania to suspend a psychologist for 6 months for entering into a sexual relationship with a former patient fewer than 2 years after the end of the therapeutic relationship.  In fact he married her. [...]

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Tags: "disgraceful and dishonourable" · Discipline · Misconduct · amendment · doctors · natural justice · procedure · prosecutorial failures · prosecutors' duties