Stephen Warne on professional negligence, regulation and discipline around the world

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Entries Tagged as 'costs'

Should the liability for costs of a disciplinary prosecution impact on the level of punishment?

September 6th, 2011 · 1 Comment

Tweet The answer is, at least in NSW — Yes. In Legal Services Commissioner v MB (No 3) [2009] NSWADT 313, a tribunal presided over by Deputy President Haylen gave the following reasons for punishing the respondent solicitor for gross-overcharging with a fine of $6,500: ‘The Tribunal accepts that the fine should be at the [...]

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Tags: costs · Discipline · gross overcharging · procedure

New cases

August 14th, 2010 · No Comments

Tweet Legal Services Commissioner v Dempsey [2010] QCA 197 is an unsuccessful appeal from a disciplinary prosecution in which findings of dishonesty were made. Dye v Fisher Cartwright Berriman Pty Ltd [2010] NSWSC 895 is a case in which an application for a costs assessment (NSW version of taxation) outside the allotted 12 month period [...]

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Tags: amendment · Causation · costs · Discipline · Misconduct · natural justice · Negligence · Penalties privilege · procedure · Professional fees and disbursements · Taxations

Commissioner’s unexplained delay reduces penalty for serious misconduct

August 6th, 2009 · No Comments

Tweet Speaking of the need for speed as Justice Heydon and I were on this blog yesterday, there are two other instances worthy of reporting. First, the High Court has recently considered the need for speed in criminal proceedings, and were not nearly as excited about it as in commercial litigation. This time, they rolled [...]

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Tags: costs · Discipline · Legal Services Commissioner · mental illness · Misconduct · procedure · prosecutors' duties · regulators' duties · trust monies

The practising certificate suspension challenge that went wrong

October 21st, 2008 · No Comments

Tweet Update, 8 November 2008: When I wrote this post, the Court of Appeal had authoritatively answered another of the questions posed below, about the penalty privileges, but I had not yet read the case, CT v Medical Practitioners Board [2008] VSCA 157.  Now I have, and I have posted here about it. Original post: [...]

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Tags: civil-disciplinary interplay · costs · Discipline · Misconduct · Practising certificates · procedure · Professional regulation · prosecutors' duties · regulators' duties · VCAT Act

Law Institute seeks 50 year ban for 62 year old solicitor

July 11th, 2008 · No Comments

Tweet In Law Institute of Victoria v DSS [2008] VCAT 1179, the Institute sought in a misconduct prosecution an order that the solicitor not be allowed to handle trust monies for 50 years. Vice President Judge Ross described the submission as ‘somewhat excessive’. The solicitor had stolen $75,000 from his clients and out of his [...]

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Tags: "disgraceful and dishonourable" · common law · costs · Criminal liability · Discipline · mental illness · Misconduct · Practising certificates · procedure · prosecutorial failures · Striking off · trust monies

Morwell solicitor to pay $5,500 for ignoring Bureau de Spank

November 10th, 2007 · No Comments

Tweet A Morwell solicitor has been ordered to pay a fine of $3,000 and costs of almost $2,500 for ignoring the Legal Services Commissioner’s demands under the Legal Profession Act, 2004 power resident in her to compel written explanations of conduct the subject of a complaint and to compel the production of documents — in [...]

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Tags: costs · Discipline · Legal Services Commissioner · Misconduct · procedure

Leading, senior and respected solicitor convicted over $0.75M fraud suspended till 2013

October 13th, 2007 · No Comments

Tweet In Legal Services Commissioner v. RDS [2007] VCAT 1835, a ‘leading, senior and respected member of the profession’ defrauded both his client and the revenue of three quarters of a million dollars.  He had been sentenced to 3 years’ imprisonment, suspended for 3 years, having pleaded guilty in the criminal court.  He cooperated with [...]

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Tags: "disgraceful and dishonourable" · common law · costs · Criminal liability · Discipline · Misconduct · procedure

Costs ordered against Law Institute in unsuccessful opposition to appeal against sentence of solicitor

June 29th, 2007 · No Comments

Tweet The last post referred to part 1 of the last chapter of an intriguing saga. The second and final part of that chapter is the decision on costs: PJQ v Law Institute of Victoria (No. 2) [2007] VSCA 132. The President of the Court of Appeal rejected the following submissions by the Institute: that [...]

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Tags: "question of law" · appeals · costs · Discipline · Legal Practice Act · Legal Profession Act · procedure · prosecutorial failures · prosecutors' duties

The barrister and the trust monies saga ends in 6 month holiday

November 25th, 2006 · No Comments

Tweet Update: 14 October 2007  The Court of Appeal refused leave to appeal, and the High Court refused special leave to appeal too, on 5 October 2007. In Victorian Bar Inc v DAP, [2006] VCAT 2293 Judge Bowman, Tony Southall QC and T Harper suspended the barrister’s practising certificate for 6 months and ordered him [...]

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Tags: costs · Discipline · Misconduct · procedure · trust monies

On the perils of the undersupervised law clerk

August 23rd, 2006 · No Comments

Tweet Legal Practitioners Complaints Committee and JCB [2005] WASAT 213 A sole practitoner dictated many precedent letters for his routine suburban personal injuries practice. His law clerk of 16 years’ experience, an arts graduate and a one-time law student, did all the work in a workers compensation file: she took instructions, signed letters taken from [...]

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Tags: costs · Discipline · gross overcharging · prosecutorial failures