Stephen Warne on professional negligence, regulation and discipline around the world

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Entries Tagged as 'costs'

The practising certificate suspension challenge that went wrong

October 21st, 2008 · No Comments

Update, 8 November 2008: When I wrote this post, the Court of Appeal had authoritatively answered another of the questions posed below, about the penalty privileges, but I had not yet read the case, CT v Medical Practitioners Board [2008] VSCA 157.  Now I have, and I have posted here about it.
Original post: WPE v [...]

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Tags: Discipline · Misconduct · Practising certificates · Professional regulation · VCAT Act · civil-disciplinary interplay · costs · procedure · prosecutors' duties · regulators' duties

Law Institute seeks 50 year ban for 62 year old solicitor

July 11th, 2008 · No Comments

In Law Institute of Victoria v DSS [2008] VCAT 1179, the Institute sought in a misconduct prosecution an order that the solicitor not be allowed to handle trust monies for 50 years. Vice President Judge Ross described the submission as 'somewhat excessive'.
The solicitor had stolen $75,000 from his clients and out of his trust [...]

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Tags: "disgraceful and dishonourable" · Criminal liability · Discipline · Misconduct · Practising certificates · Striking off · common law · costs · mental illness · procedure · prosecutorial failures · trust monies

Morwell solicitor to pay $5,500 for ignoring Bureau de Spank

November 10th, 2007 · No Comments

A Morwell solicitor has been ordered to pay a fine of $3,000 and costs of almost $2,500 for ignoring the Legal Services Commissioner's demands under the Legal Profession Act, 2004 power resident in her to compel written explanations of conduct the subject of a complaint and to compel the production of documents — in this [...]

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Tags: Discipline · Legal Services Commissioner · Misconduct · costs · procedure

Leading, senior and respected solicitor convicted over $0.75M fraud suspended till 2013

October 13th, 2007 · No Comments

In Legal Services Commissioner v. RDS [2007] VCAT 1835, a 'leading, senior and respected member of the profession' defrauded both his client and the revenue of three quarters of a million dollars.  He had been sentenced to 3 years' imprisonment, suspended for 3 years, having pleaded guilty in the criminal court.  He cooperated with the [...]

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Tags: "disgraceful and dishonourable" · Criminal liability · Discipline · Misconduct · common law · costs · procedure

Costs ordered against Law Institute in unsuccessful opposition to appeal against sentence of solicitor

June 29th, 2007 · No Comments

The last post referred to part 1 of the last chapter of an intriguing saga. The second and final part of that chapter is the decision on costs: PJQ v Law Institute of Victoria (No. 2) [2007] VSCA 132. The President of the Court of Appeal rejected the following submissions by the Institute:

that the Institute [...]

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Tags: "question of law" · Discipline · Legal Practice Act · Legal Profession Act · appeals · costs · procedure · prosecutorial failures · prosecutors' duties

The barrister and the trust monies saga ends in 6 month holiday

November 25th, 2006 · No Comments

Update: 14 October 2007  The Court of Appeal refused leave to appeal, and the High Court refused special leave to appeal too, on 5 October 2007.
In Victorian Bar Inc v DAP, [2006] VCAT 2293 Judge Bowman, Tony Southall QC and T Harper suspended the barrister's practising certificate for 6 months and ordered him to pay [...]

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Tags: Discipline · Misconduct · costs · procedure · trust monies

On the perils of the undersupervised law clerk

August 23rd, 2006 · No Comments

Legal Practitioners Complaints Committee and JCB [2005] WASAT 213
A sole practitoner dictated many precedent letters for his routine suburban personal injuries practice. His law clerk of 16 years' experience, an arts graduate and a one-time law student, did all the work in a workers compensation file: she took instructions, signed letters taken from the precedent [...]

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Tags: Discipline · costs · gross overcharging · prosecutorial failures

Open offer under cover of denial of negligence averts hearing

May 5th, 2006 · 1 Comment

Chen's Case [2006] VCAT 748 (Senior Member Howell): costs; s. 132(b); s. 133(2); s. 407 (see the associated disciplinary decision here)
A solicitor averted being found negligent by openly offering to pay the claimant the maximum amount VCAT could award under cover of a denial of negligence. Mr Howell found that it would not be [...]

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Tags: Legal Practice Act · Negligence · costs · two bites at the cherry

Costs of prosecutor's in-house lawyers

May 4th, 2006 · No Comments

Law Institute of Victoria v SA [2006] VCAT 742
A solicitor's prima facie sound argument — that the indemnity principle at the heart of the common law's costs jurisprudence meant that the Law Institute should not be entitled to its in-house solicitor's costs of the prosecution — failed. The reason: because the LIV was engaging [...]

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Tags: Discipline · Legal Practice Act · costs

3 years' holiday for not making ongoing discovery

April 28th, 2006 · No Comments

Guss v Law Institute of Victoria Ltd [2006] VSCA 88 (Maxwell P gave the lead judgment, Callaway and Chernov JJA agreeing)
A solicitor's right to practice was suspended for three years and he was ordered to pay costs of $31,500 for failing to comply with the obligation of ongoing discovery in relation to what was prima [...]

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Tags: "disgraceful and dishonourable" · "question of law" · Discipline · Misconduct · common law · costs · duty to court