Stephen Warne on professional negligence, regulation and discipline around the world

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Entries Tagged as 'prosecutorial failures'

Latest word on burden of proof in professional discipline 'prosecutions'

August 30th, 2008 · No Comments

In this post, I just reproduce what Deputy President Dwyer said recently about the burden of proof, right to silence, and inferences which may be drawn from the fact of the exercise by a solicitor of the right to silence. He said it in the context of a hard-fought hearing into the conduct of Kylie's [...]

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Tags: "disgraceful and dishonourable" · Discipline · Legal Practice Act · Legal Services Commissioner · Misconduct · Unsatisfactory conduct · VCAT Act · common law · procedure · prosecutorial failures · reckless disregard for rules · trust monies · wilful disregard for rules

Kylie's one-time lawyer goes down, with a 'disgraceful and dishonourable' finding

August 28th, 2008 · No Comments

On 13 August 2008, Deputy President O'Dwyer found charges of misconduct at common law made out against Kylie Minogue's one-time solicitor, the man towards the centre of the government's Operation Wickenby investigation, Michael Brereton. See Legal Services Commissioner v Brereton [2008] VCAT 1723. Mr O'Dwyer found he had transferred more than $2.3 million of [...]

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Tags: "disgraceful and dishonourable" · Discipline · Legal Practice Act · Legal Services Commissioner · Misconduct · Trust money · common law · conflicts · duty and interest · prosecutorial failures

Law Institute seeks 50 year ban for 62 year old solicitor

July 11th, 2008 · No Comments

In Law Institute of Victoria v DSS [2008] VCAT 1179, the Institute sought in a misconduct prosecution an order that the solicitor not be allowed to handle trust monies for 50 years. Vice President Judge Ross described the submission as 'somewhat excessive'.
The solicitor had stolen $75,000 from his clients and out of his trust [...]

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Tags: "disgraceful and dishonourable" · Criminal liability · Discipline · Misconduct · Practising certificates · Striking off · common law · costs · mental illness · procedure · prosecutorial failures · trust monies

Lawyer to gangland figures not guilty of alleged crimes

June 12th, 2008 · No Comments

The Crown entered a nolle prosequi on Tuesday on the charges of giving false evidence against Melbourne's best known female criminal lawyer, Z G-W. In other words, they dropped the charges before trial for want of a reasonable prospect of conviction. The key witness was unable to remember crucial evidence which the Crown [...]

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Tags: Admission · Criminal liability · Practising certificates · prosecutorial failures

More cases

May 30th, 2008 · No Comments

I only just caught up with the fact that the Court of Appeal has overturned Justice Gillard's decision in Kabourakis v Medical Board of Victoria [2005] VSC 493, the subject of an earlier post. See [2006] VSC 301.
VCAT's Vice President Harbison, sitting in the Legal Practice List for the first time I am aware [...]

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Tags: Discipline · Fair Trading Act · Legal Services Commissioner · Litigation estoppels · autrefois acquit · doctors · procedure · prosecutorial failures · prosecutors' duties · regulators' duties

Solicitor who blatantly lied to clients for years keeps ticket

April 29th, 2008 · No Comments

Legal Services Commissioner v BH [2008] VCAT 687 is a case with terrible facts. A man died as a result of a crime. The family hired the respondent solicitor to act for them in crimes compensation applications. He lost the file some time into the second year of the retainer, but did [...]

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Tags: "disgraceful and dishonourable" · Discipline · Misconduct · common law · mental illness · negligence as disciplinary breach · prosecutorial failures

NSW Law Society goes down and pays costs in unqualified practice case

November 19th, 2007 · No Comments

In The Law Society of New South Wales v Spring [2007] NSWSC 1273, the Supreme Court of NSW referred to one of the defendants as 'Lolly Pops'.  Its principal was another defendant, Mr Spring.  He was a retail leases specialist and helped people with retail lease problems, and represented them in statutory tribunals where [...]

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Tags: Unqualified practice · prosecutorial failures

Chinese wall holds up at investment bank

July 16th, 2007 · No Comments

Update, 13 November: Clayton Utz's take on the case here.
Here's a long Sydney Morning Herald article about the latest big Chinese wall case, this time not in the context of a law firm, but of Citigroup, an investment bank. Here's The Age's shorter version. The case is ASIC v Citigroup Global Markets Australia [...]

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Tags: Ethics · concurrent duties · conflicts · duty and duty · duty and interest · prosecutorial failures

And another Court of Appeal sets aside another gross overcharging conviction

June 29th, 2007 · No Comments

As reported in today's Australian Financial Review, the NSW Court of Appeal has told the Administrative Decisions Tribunal's Legal Services Division that it got it wrong when it found a Sydney solicitor guilty of gross overcharging. The case is  LN v Legal Services Commissioner  [2007] NSWCA 130  Though the solicitor signed the bill, he did [...]

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Tags: Discipline · Misconduct · Professional fees and disbursements · appeals · gross overcharging · prosecutorial failures

Costs ordered against Law Institute in unsuccessful opposition to appeal against sentence of solicitor

June 29th, 2007 · No Comments

The last post referred to part 1 of the last chapter of an intriguing saga. The second and final part of that chapter is the decision on costs: PJQ v Law Institute of Victoria (No. 2) [2007] VSCA 132. The President of the Court of Appeal rejected the following submissions by the Institute:

that the Institute [...]

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Tags: "question of law" · Discipline · Legal Practice Act · Legal Profession Act · appeals · costs · procedure · prosecutorial failures · prosecutors' duties