Stephen Warne on professional negligence, regulation and discipline around the world

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Entries Tagged as 'conflicts'

Commissioner’s obligation to charge dishonesty if he intends to allege it

December 4th, 2009 · No Comments

Relatively recently, I posted on the question of whether a Bureau de Spank desiring to rely on a practitioner’s dishonesty or other form of conscious wrongdoing must expressly allege it in the charge, and discussed Walter v Council of Queensland Law Society Incorporated (1988) 77 ALR 228 at 234; [1988] HCA 8.  Now, in Legal [...]

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Tags: Discipline · Ethics · Legal Profession Act · Legal Services Commissioner · Misconduct · Practising certificates · Professional regulation · Striking off · Trust money · amendment · appeals · concurrent duties · conflicts · current client and past client · duty and duty · jurisdiction · natural justice · procedure · trust monies · wilful disregard for rules

Conflict applications to restrain opposing solicitors from acting not interlocutory

August 19th, 2009 · No Comments

In Legal Practice Board v Lashanky [2008] WASC 294, the Supreme Court of Western Australia’s Justice Chambers said that applications to restrain solicitors from acting are not interlocutory applications, so that affidavit evidence may not be given from information and belief (i.e. the hearsay prohibition is not relaxed as it is for interlocutory applications):
‘29    Under [...]

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Tags: Ethics · conflicts · current client and past client

Conflict of duties and the limited retainer

April 12th, 2009 · 2 Comments

This is a post about David v David [2009] NSWCA 8 (the decision at first instance is at [2007] NSWSC 855). Karl Suleman has been good to professional negligence lawyers.  He procured other Assyrians to invest in excellent sounding supermarket trolley schemes.  ‘Give me $50,000′, he said to one investor, ‘and shopping trolleys will pay [...]

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Tags: Ethics · Fiduciary duties · concurrent duties · conflicts · duty and duty · duty and interest

Latest on whether solicitors engage in trade or commerce: part I

March 1st, 2009 · No Comments

Leong v J P Sesto & Co [2009] VCAT 99 is the latest in the on-again off-again saga of whether solicitors engage in trade or commerce, and, whether, if not, it means that VCAT does not have jurisdiction over claims involving them, and if so, which claims. Senior Member Vassie considered the question in the [...]

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Tags: Fair Trading Act · Negligence · conflicts · defences

Solicitor gets three year break for multiple conflict findings

November 29th, 2008 · No Comments

In Legal Services Commissioner v DJMH [2008] VCAT 2301, Deputy President McNamara’s tribunal ordered the solicitor not to practice before 1 July 2011 for multiple findings of acting in the face of a conflict.  It is unfortunate that the reasons for decision do not allow an understanding of what was alleged.  It had something to [...]

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Tags: Discipline · Ethics · Misconduct · civil-disciplinary interplay · common law · concurrent duties · conflicts · duty and duty

Issac’s holiday; plea bargaining in disciplinary charges examined

October 10th, 2008 · No Comments

Issac’s style of legal letter writing is legendary. There are some quite extensive private collections out there. I recall one letter said to have been penned by the man himself which began ‘Dear Sir, you are a petulant lunatic,’ and after some substantive words continued ‘You are a very small cog in a very big [...]

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Tags: Discipline · Fiduciary duties · Misconduct · Practising certificates · Trust money · concurrent duties · conflicts · procedure

Latest Family Court lawyer’s conflict case

October 5th, 2008 · No Comments

Bracewell & Southall [2008] FamCA 687, a 13 August 2008 decision of Justice Bennett of the Family Court sitting in Melbourne is the latest on lawyers’ conflicts of duties in the context of family law — a whole relatively separate sphere of analysis of lawyers’ conflicts.  It seems to me that injunctions restraining lawyers from [...]

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Tags: Ethics · conflicts · current client and past client · duty and duty

Lawyers and the criminal law

September 16th, 2008 · 2 Comments

Reproduced below is a blog post about ‘bill padding’ from the US site, Legal Blog Watch. That is where lawyers say work took them longer than it really did, and so charge commensurately more, or even make up the fact that they did work, and charge for it. Sometimes I read articles like this and [...]

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Tags: "disgraceful and dishonourable" · Criminal liability · Discipline · Law Blogs · Misconduct · Professional fees and disbursements · Solicitor client bills of costs · Taxations · conflicts · duty and interest · gross overcharging

Kylie’s one-time lawyer goes down, with a ‘disgraceful and dishonourable’ finding

August 28th, 2008 · No Comments

On 13 August 2008, Deputy President O’Dwyer found charges of misconduct at common law made out against Kylie Minogue’s one-time solicitor, the man towards the centre of the government’s Operation Wickenby investigation, Michael Brereton. See Legal Services Commissioner v Brereton [2008] VCAT 1723. Mr O’Dwyer found he had transferred more than $2.3 million of [...]

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Tags: "disgraceful and dishonourable" · Discipline · Legal Practice Act · Legal Services Commissioner · Misconduct · Trust money · common law · conflicts · duty and interest · prosecutorial failures

Both sides apply to restrain the other’s lawyers from acting

April 8th, 2008 · No Comments

I prepared an application to restrain a firm of solicitors from acting in a Corporations List matter in the Supreme Court recently, and so have been reading the latest cases about conflict injunctions. The very latest is TJ Board & Sons Pty Ltd v Castello [2008] VSC 91, where the plaintiff applied unsuccessfully to [...]

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Tags: Ethics · conflicts · current client and past client · duties of confidentiality · duty and duty · duty and interest