Stephen Warne on professional negligence, regulation and discipline around the world

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Entries Tagged as 'conflicts'

Kylie's one-time lawyer goes down, with a 'disgraceful and dishonourable' finding

August 28th, 2008 · No Comments

On 13 August 2008, Deputy President O'Dwyer found charges of misconduct at common law made out against Kylie Minogue's one-time solicitor, the man towards the centre of the government's Operation Wickenby investigation, Michael Brereton. See Legal Services Commissioner v Brereton [2008] VCAT 1723. Mr O'Dwyer found he had transferred more than $2.3 million of [...]

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Tags: "disgraceful and dishonourable" · Discipline · Legal Practice Act · Legal Services Commissioner · Misconduct · Trust money · common law · conflicts · duty and interest · prosecutorial failures

Both sides apply to restrain the other's lawyers from acting

April 8th, 2008 · No Comments

I prepared an application to restrain a firm of solicitors from acting in a Corporations List matter in the Supreme Court recently, and so have been reading the latest cases about conflict injunctions. The very latest is TJ Board & Sons Pty Ltd v Castello [2008] VSC 91, where the plaintiff applied unsuccessfully to [...]

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Tags: Ethics · conflicts · current client and past client · duties of confidentiality · duty and duty · duty and interest

Application by appellant to remove respondent's trial counsel from appeal dismissed

February 5th, 2008 · No Comments

In Chen v Chan [2008] VSCA 2, President Maxwell and Justice of Appeal Redlich dismissed an application by the appellant for an order enjoining the respondent's solicitor and counsel from acting in the appeal. The applicant alleged that there had been wrongdoing by the respondent's lawyers at the trial. In fact that was [...]

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Tags: Abuse of process · Ethics · Professional regulation · concurrent duties · conflicts · duty and interest · duty to court · litigation ethics

A non-exhaustive bibliography on lawyers' conflicts of duties between insurer and insured

October 28th, 2007 · No Comments

Speaking, as I was in the last post, about AILA's Geoff Masel lecture series, here is the 2006 lecture, delivered by Tony Scotford of Ebsworth & Ebsworth's Sydney office. It is yet another contribution to the much talked about but little done about problem of insurer-appointed defence lawyers in liability claims and their potentially [...]

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Tags: Ethics · concurrent duties · conflicts · duties of confidentiality · duty and duty

2nd edition of Professional Liability in Australia reviewed

October 18th, 2007 · No Comments

I was already a fan of the first edition of Judge Stephen Walmsley SC, Alister Abadee, and Ben Zipser's excellent Professional Liability in Australia, published by Thomson, and had been waiting for the new edition with interest. I got myself a copy the other day. It's good, and there are substantial additions since [...]

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Tags: Advocates' Immunity · Barristers' immunity · Book reviews · Causation · Discipline · Duties to third parties · Ethics · Fair Trading Act · Fiduciary duties · Forensic immunity · Legal Profession Act · Legal writing · Limitations of actions · Misconduct · Negligence · Professional regulation · Proportionate Liability · Retainers · Striking off · Uncategorized · Wasted costs · conflicts · defences · doctors · duties of confidentiality · legal professional privilege · two bites at the cherry

Solicitors' liability paper; conflicts of lawyers acting for insurer and insured

August 8th, 2007 · No Comments

Here's a link to a little article on the law relating to the possible conflicts of duties faced by a lawyer retained by a liability insurer to act for its insured in the defence of proceedings against the insured. It discusses 3 English cases:

Brown v Guardian Royal Exchange Assurance;
TSB Bank v Robert Irvin; and
Zurich Professional [...]

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Tags: Ethics · Negligence · concurrent duties · conflicts · duties of confidentiality · duty and duty

Freshfields partner gets whacked $140,000 over conflict of duties to concurrent clients

August 8th, 2007 · No Comments

Freshfields used to be Marks & Spencer's go-to lawyers. Then they fell out of favour a bit. But they were still acting for Marks 'n' Sparks on one relatively small contract. A key partner then decided to accept instructions to act for a consortium trying to take over the supermarket chain. If the takeover [...]

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Tags: Discipline · Ethics · concurrent duties · conflicts · duty and duty

The incapacitated client

July 18th, 2007 · 1 Comment

Here's an interesting case about lawyers, incapacitated clients, paternalism, and the right to be represented. An Alzheimers affected woman hired a beak to oppose a guardianship application brought by her brother. The court appointed another lawyer to act for her, suspecting that the man she professed to want to marry had in fact [...]

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Tags: Ethics · concurrent duties · conflicts · duty and duty · mental illness

Chinese wall holds up at investment bank

July 16th, 2007 · No Comments

Update, 13 November: Clayton Utz's take on the case here.
Here's a long Sydney Morning Herald article about the latest big Chinese wall case, this time not in the context of a law firm, but of Citigroup, an investment bank. Here's The Age's shorter version. The case is ASIC v Citigroup Global Markets Australia [...]

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Tags: Ethics · concurrent duties · conflicts · duty and duty · duty and interest · prosecutorial failures

Supreme Court enjoins Legal Practice Board's solicitors from continuing to act

July 5th, 2007 · No Comments

ZG-W v CCW (a firm) (2007) VSC 235 is the latest in the saga of the Legal Practice Board's practising certificate cancellation of Melbourne's best known female criminal lawyer. She has succeeded in having the Board's lawyers enjoined from acting further for the Board on the relatively rare basis that it would bring the administration [...]

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Tags: Admission · Criminal liability · Ethics · Professional regulation · conflicts · duties of confidentiality · regulators' duties