Stephen Warne on professional negligence, regulation and discipline around the world

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Entries Tagged as 'duties of confidentiality'

Schapelle Corby’s former lawyer struck off

June 11th, 2009 · 2 Comments

Robin Tampoe, the former Gold Coast lawyer hired as one of Schapelle Corby’s lawyers by Ron Bakir, has been struck off the roll of solicitors by Queensland’s Legal Practice Tribunal. The decision is here.  Removal from the roll is the ultimate sanction in the world of professional discipline, though in circumstances where it is not [...]

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Tags: Client Legal Privilege · Discipline · Ethics · Misconduct · Striking off · duties of confidentiality

Restraints on use of information obtained by compulsion

June 2nd, 2009 · No Comments

The rule in Home Office v Harman governs the use of documents and information obtained by people generally by various forms of compulsion in litigation: the court rules about interrogatories (a form of statute), Court orders for discovery, witness statements served pursuant to an order to do so.  But when I carefully checked this point [...]

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Tags: Legal Services Commissioner · Professional regulation · duties of confidentiality · regulators' duties

Johns v Australian Securities Commission

June 2nd, 2009 · No Comments

This is a little adjunct to my post ‘Restraints on Use of Information Obtained by Compulsion’, a place to store away for future reference the little case note of Johns v Australian Securities Commission (1993) 178 CLR 384; [1993] HCA 56 penned by Justice McKerracher in Apache Northwest Pty Ltd v Agostini [2009] FCA 534.  [...]

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Tags: Legal Services Commissioner · duties of confidentiality · regulators' duties

Confidentiality (-not) of disciplinary determinations

May 21st, 2009 · 3 Comments

The Times has an article about a solicitor on the Board of the English legal regulator and former president of the Law Society who, rather embarrassingly, had a conflict of interest determination go against him after a disciplinary investigation.  The solicitor acted pro bono for a barrister who was being sued by an Exxon subsidiary.  [...]

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Tags: Discipline · duties of confidentiality · pro bono

Waiver of without prejudice privilege in disciplinary prosecutions of lawyers

May 9th, 2009 · No Comments

It has never been clear to me that anyone was entitled in a disciplinary prosecution to refer to statements made ‘without prejudice’ unless the joint privilege holders (the disputants on whose behalf the communication was made, and made to) waived it.  Now I have found an authority on the question in Legal Practitioners Complaints Committee [...]

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Tags: Discipline · Ethics · Negotiation privilege · duties of confidentiality

House of Lords restates law of negotiation (or ‘without prejudice’) privilege

May 9th, 2009 · No Comments

I reckon Dr Desiatnik is unlucky with the timing of his texts.  The first edition of Legal Professional Privilege in Australia was finished when the High Court changed the test for the privilege from a sole purpose to dominant purpose and restated the law of implied waiver.  I have always shuddered about the story one [...]

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Tags: Ethics · Negotiation privilege · Out of court settlements · duties of confidentiality · litigation ethics

Another case about one of Schapelle Corby’s lawyers

May 5th, 2009 · 3 Comments

I have previously expressed my disquiet about the Western Australian QC who told the Australian media that Schapelle Corby’s lawyers were trying to bribe the judges hearing her case.  It seems the Bureau de Spanque de l’Australie de l’Ouest had in fact got right onto it, initiating an own motion investigation. The resultant prosecution has [...]

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Tags: Discipline · Ethics · Professional regulation · Retainers · duties of confidentiality

Professional confidentiality and the ‘iniquity exception’

April 19th, 2009 · No Comments

Update, 13 January 2010: See now British American Tobacco Australia Limited v Gordon (No 3) [2009] VSC 619.
In Legal Practitioners Complaints Committee v Mark T QC [2009] WASAT 42, the Perth QC who announced to the Australian media that Schapelle Corby’s Balinese lawyers were trying to get money to bribe the judges sought to excuse [...]

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Tags: Client Legal Privilege · Ethics · duties of confidentiality

Solicitors’ duty to assert client’s legal professional privilege

March 27th, 2009 · No Comments

Update, 19 April 2009: See also the duty to test the validity of purported exercises of compulsion which, if valid, will trump the duty of confidentiality codified in r 6.3 of the Law Society’s Professional Conduct Rules 1983:
‘A practitioner shall not without the consent of his client directly or indirectly reveal that client’s confidence or use [...]

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Tags: Client Legal Privilege · duties of confidentiality

The implied undertaking yields to compulsion; relevance to a second proceeding a powerful ’special circumstance’

August 1st, 2008 · No Comments

Justice Pagone’s decision in Griffiths & Beerens Pty Ltd v Duggan [2008] VSC 230 came along just at the very moment I needed to find out the answer to a question I have always been unsure about. Say you have documents from one proceeding obtained from the other side on discovery. They are [...]

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Tags: Ethics · duties of confidentiality · duties regarding witnesses · duty to court · litigation ethics