Stephen Warne on professional negligence, regulation and discipline around the world

The Australian Professional Liability Blog random header image

Entries Tagged as 'Trust money'

$25,000 fine for cheques in the bottom drawer scheme

March 2nd, 2011 · 2 Comments

Tweet The latest decision from VCAT’s Legal Practice List is Legal Services Commissioner v JHMcC [2011] VCAT 231, a ‘guilty plea’ to six charges of professional misconduct. A lawyer purchased a franchise to operate under the name of one of Melbourne’s leading personal injury firms — I never knew such things existed — and was [...]

[Read more →]

Tags: Discipline · Misconduct · Professional fees and disbursements · Trust money

Supreme Court overturns 2008′s biggest discipline decision

August 26th, 2010 · No Comments

Tweet Update, 31 January 2012:  See now Council of the NSW Law Society v Simpson [2011] NSWADT 242 re the meaning of ‘misappropriation’.  It was on this point that Justice Bell in Brereton overturned VCAT’s decision: they had not recorded making a finding of dishonest intention. Original post: Justice Bell yesterday allowed an appeal by [...]

[Read more →]

Tags: "question of law" · appeals · Discipline · Trust money

The Tax Man and the Law Institute, round III

April 18th, 2010 · No Comments

Tweet In Deputy Commissioner of Taxation v Law Institute of Victoria [2010] VSCA 73, the Court of Appeal unanimously overturned the trial judge’s decision in Law Institute of Victoria Limited v Deputy Commissioner of Taxation (No 2) [2009] VSC 179, which I posted about here.  I posted about round 1, before that, here.  Justice of [...]

[Read more →]

Tags: Legal Profession Act · Professional regulation · Trust money

Commissioner’s obligation to charge dishonesty if he intends to allege it

December 4th, 2009 · No Comments

Tweet Relatively recently, I posted on the question of whether a Bureau de Spank desiring to rely on a practitioner’s dishonesty or other form of conscious wrongdoing must expressly allege it in the charge, and discussed Walter v Council of Queensland Law Society Incorporated (1988) 77 ALR 228 at 234; [1988] HCA 8.  Now, in [...]

[Read more →]

Tags: amendment · appeals · concurrent duties · conflicts · current client and past client · Discipline · duty and duty · Ethics · jurisdiction · Legal Profession Act · Legal Services Commissioner · Misconduct · natural justice · Practising certificates · procedure · Professional regulation · Striking off · Trust money · trust monies · wilful disregard for rules

6 months jail for lawyer thief ‘remarkably merciful’

March 7th, 2009 · No Comments

Tweet Update, 8 May 2009: The Westralians have been listening to Justice of Appeal Nettle.  Someone over there has thrown a 41 year old Margaret River solicitor into the slammer for almost 8, minimum of nearly 5.  He stole almost $900,000 from an elderly man who lived alone on a farm. Original post: A solicitor [...]

[Read more →]

Tags: Criminal liability · Trust money

Beak bribe boast bars barro

February 4th, 2009 · No Comments

Tweet Legal Services Commissioner v JDG [2008] LPT 17 is a shocking case in which a Queensland barrister was struck off after he lied when confronted by investigators with the true proposition that he had offered to pay a $50,000 bribe to a Magistrate or Crown prosecutor on behalf of a client.  He also took [...]

[Read more →]

Tags: "disgraceful and dishonourable" · common law · Discipline · Legal Profession Act · Misconduct · Negligence · Professional fees and disbursements · Striking off · Trust money · trust monies

Nettle JA on sentencing thieving lawyers

February 2nd, 2009 · No Comments

Tweet R v Maurice B [2008] VSC 254 records the sentencing remarks of Nettle JA apparently sitting in the trial division following a guilty plea by a solicitor who stole a quarter of a million dollars. The solicitor argued the state of his mind was relevant in two ways. First, he said his impaired mental [...]

[Read more →]

Tags: Criminal liability · Discipline · Legal Practice Act · mental illness · Trust money

Issac’s holiday; plea bargaining in disciplinary charges examined

October 10th, 2008 · No Comments

Tweet Issac’s style of legal letter writing is legendary. There are some quite extensive private collections out there. I recall one letter said to have been penned by the man himself which began ‘Dear Sir, you are a petulant lunatic,’ and after some substantive words continued ‘You are a very small cog in a very [...]

[Read more →]

Tags: concurrent duties · conflicts · Discipline · Fiduciary duties · Misconduct · Practising certificates · procedure · Trust money

Kylie’s one-time lawyer goes down, with a ‘disgraceful and dishonourable’ finding

August 28th, 2008 · No Comments

Tweet On 13 August 2008, Deputy President O’Dwyer found charges of misconduct at common law made out against Kylie Minogue’s one-time solicitor, the man towards the centre of the government’s Operation Wickenby investigation, Michael Brereton. See Legal Services Commissioner v Brereton [2008] VCAT 1723. Mr O’Dwyer found he had transferred more than $2.3 million of [...]

[Read more →]

Tags: "disgraceful and dishonourable" · common law · conflicts · Discipline · duty and interest · Legal Practice Act · Legal Services Commissioner · Misconduct · prosecutorial failures · Trust money