Stephen Warne on professional negligence, regulation and discipline around the world

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Entries Tagged as 'Practising certificates'

Commissioner’s obligation to charge dishonesty if he intends to allege it

December 4th, 2009 · No Comments

Relatively recently, I posted on the question of whether a Bureau de Spank desiring to rely on a practitioner’s dishonesty or other form of conscious wrongdoing must expressly allege it in the charge, and discussed Walter v Council of Queensland Law Society Incorporated (1988) 77 ALR 228 at 234; [1988] HCA 8.  Now, in Legal [...]

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Tags: Discipline · Ethics · Legal Profession Act · Legal Services Commissioner · Misconduct · Practising certificates · Professional regulation · Striking off · Trust money · amendment · appeals · concurrent duties · conflicts · current client and past client · duty and duty · jurisdiction · natural justice · procedure · trust monies · wilful disregard for rules

More on Law Institute records and public interest immunity

May 14th, 2009 · No Comments

I have previously posted about Justice Pagone’s rejection of the Law Institute’s blanket invocation of public interest immunity to excuse production of documents required for production under a statutory power of compulsion available to the Tax Man.  Now his Honour has decided the case based on the kind of specific arguments he considered to be [...]

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Tags: Practising certificates · Professional regulation · regulators' duties

Rehabilatory orders as professional discipline disposition

May 8th, 2009 · No Comments

In Victoria last year, a deal was struck between the Law Institute and a solicitor whose practising certificate it had cancelled.  A retired solicitor was appointed as a mentor to the solicitor, who was allowed to return to practice subject to the Legal Practice Board’s supervision through the retired solicitor’s agency.  Bitter litigation was brought [...]

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Tags: Discipline · Practising certificates · Professional regulation

The lien and the solicitor who finds himself practising certificateless

November 27th, 2008 · No Comments

Update: More solicitors’ lien cases: Magnamain Investments Pty Ltd v Baker Johnson Lawyers [2008] QSC 245, and Stark v Dennett [2007] QSC 171, a case about who should be taken to have terminated the retainer and which sets out the law thoroughly.

Original post: As I have already noted in these pages, Issac B was [...]

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Tags: Liens · Practising certificates · Professional fees and disbursements

The practising certificate suspension challenge that went wrong

October 21st, 2008 · No Comments

Update, 8 November 2008: When I wrote this post, the Court of Appeal had authoritatively answered another of the questions posed below, about the penalty privileges, but I had not yet read the case, CT v Medical Practitioners Board [2008] VSCA 157.  Now I have, and I have posted here about it.
Original post: WPE v [...]

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Tags: Discipline · Misconduct · Practising certificates · Professional regulation · VCAT Act · civil-disciplinary interplay · costs · procedure · prosecutors' duties · regulators' duties

Issac’s holiday; plea bargaining in disciplinary charges examined

October 10th, 2008 · No Comments

Issac’s style of legal letter writing is legendary. There are some quite extensive private collections out there. I recall one letter said to have been penned by the man himself which began ‘Dear Sir, you are a petulant lunatic,’ and after some substantive words continued ‘You are a very small cog in a very big [...]

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Tags: Discipline · Fiduciary duties · Misconduct · Practising certificates · Trust money · concurrent duties · conflicts · procedure

The right to silence in disciplinary and striking off hearings

August 31st, 2008 · No Comments

I have previously posted about the QC who took his computer into work at the DPP only to lose his career when the tech found child pornography on it. It was a bizarre story, and of course there was a twist which has become clear from the disciplinary decision in Council of the NSW [...]

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Tags: Criminal liability · Misconduct · Practising certificates · Striking off · procedure · prosecutors' duties

Zarah wins

July 29th, 2008 · No Comments

Ms Garde-Wilson’s back in business. In fact she never went out of business, since following the non-renewal of her practising certificate, she held a deemed practising certificate pursuant to the Legal Profession Act, 2004, s. 2.4.5(3) pending her VCAT merits review application. The assertion that she had ceased to be a fit and [...]

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Tags: Criminal liability · Practising certificates · Professional regulation · regulators' duties

Law Institute seeks 50 year ban for 62 year old solicitor

July 11th, 2008 · No Comments

In Law Institute of Victoria v DSS [2008] VCAT 1179, the Institute sought in a misconduct prosecution an order that the solicitor not be allowed to handle trust monies for 50 years. Vice President Judge Ross described the submission as ’somewhat excessive’.
The solicitor had stolen $75,000 from his clients and out of his trust [...]

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Tags: "disgraceful and dishonourable" · Criminal liability · Discipline · Misconduct · Practising certificates · Striking off · common law · costs · mental illness · procedure · prosecutorial failures · trust monies

Lawyer to gangland figures not guilty of alleged crimes

June 12th, 2008 · No Comments

The Crown entered a nolle prosequi on Tuesday on the charges of giving false evidence against Melbourne’s best known female criminal lawyer, Z G-W. In other words, they dropped the charges before trial for want of a reasonable prospect of conviction. The key witness was unable to remember crucial evidence which the Crown [...]

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Tags: Admission · Criminal liability · Practising certificates · prosecutorial failures